Coffee & Regs
A podcast by CSS (Compliance Solutions Strategies)
83 Episoade
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Investment Monitoring Rewind & 2022 Preview
Publicat: 27.12.2021 -
Evolutionary Changes in Regulatory Compliance in 2022
Publicat: 20.12.2021 -
Trends in Transaction Reporting in 2022
Publicat: 13.12.2021 -
The Perfect Storm – PRIIPs and SFDR in 2022
Publicat: 06.12.2021 -
What’s Next for Cybersecurity in 2022?
Publicat: 29.11.2021 -
Special Episode with the Deputy Commissioner, Securities Division of the Vermont Department of Financial Regulation
Publicat: 22.11.2021 -
PRIIPs Delay, But Not Implementation Delays
Publicat: 15.11.2021 -
CCOs & ESG – Preparing Now for What’s Next
Publicat: 08.11.2021 -
Cybersecurity Training, Talent and Diversity
Publicat: 01.11.2021 -
An ESG Fireside Chat with KPMG’s Kay Swinburne
Publicat: 25.10.2021 -
Digital Assets: Trading & Compliance for Cryptocurrency
Publicat: 18.10.2021 -
Shareholding Disclosure Rules for Managed Holdings
Publicat: 11.10.2021 -
Cybersecurity Awareness Month – Reducing Cyber Incidents Through Vendor Due Diligence
Publicat: 04.10.2021 -
Regulator Insights & SEC Exam Priorities
Publicat: 27.09.2021 -
The Latest News & Analysis on the PRIIPs RTS
Publicat: 20.09.2021 -
Mythbusting ESG & FAQs Part 2
Publicat: 13.09.2021 -
Mythbusting ESG & FAQs Part 1
Publicat: 06.09.2021 -
SFDR Level 2 RTS Delays and Latest Developments
Publicat: 30.08.2021 -
The Mood of Compliance
Publicat: 23.08.2021 -
The RIA Wild West of Going Independent
Publicat: 16.08.2021
A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.